Our mission is to help our clients make sound financial decisions for their future through personal integrity, client education and outstanding service.
Todd Clark and James Frawley, owners of Westside Investment Management began working together in 1997. In 2001 they formed a formal partnership at American Express and created one of the largest individual franchises in Southern California. In early 2004 they transferred their practice to LPL Financial, one of the nation’s leading independent brokerage firm.* LPL Financial is a member of the Securities Investor Protection Corporation (SIPC). Unlike some major Wall Street firms, LPL Financial does not offer their own investment products so they are independent in their research and outlook.
It was on this platform that Westside Investment Management was created to serve the needs of clients seeking independent advice and guidance. Many of our clients have worked with one of our partners since 1992. Because of our track record and strong client commitment, we continue to grow our business on a strictly referral basis.
* As reported in Financial Planning magazine 1996-2021, based on total revenues.
Co-Founder, LPL Registered Principal
Partner, LPL Financial Consultant
Client Services Manager
Client Services Specialist
Director of Operations